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Alicia Nicole Kim

Broker & Financial Advisor

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Alicia Nicole Kim

Alicia Nicole Kim

CRD: 5112807 Broker & Financial Advisor

Current Firm

RBC Capital Markets, LLC

ABOUT Alicia Nicole Kim

PROFILE: Alicia Nicole Kim is an experienced financial professional with 19 years of experience in the securities and investment advisory industry. Also known as Alicia Nicole Nelson, she is dually registered as a Broker and Investment Adviser with RBC Capital Markets, LLC in Duluth, Minnesota. Alicia spent more than 13 years with Wells Fargo and its affiliated firms before joining RBC Capital Markets in 2024. Her career reflects extensive experience in both brokerage and investment advisory services.

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Qualifications

  • Licensed Broker — Dually registered as a Broker and Investment Adviser with RBC Capital Markets, LLC.
  • FINRA Registered — Maintains broker registration with RBC Capital Markets, LLC.
  • Investment Adviser — Registered to provide investment advisory services through RBC Capital Markets, LLC.

Services

Portfolio Construction & Implementation Retirement Planning 401(k) Planning & Management Stock Trading & Analysis Mutual Fund & ETF Selection Tax-Efficient Investments Structured Product & Income Strategies Bond & Fixed Income Investing Dividend Growth Strategies Copy Trading AI Trading Investment Management Wealth Preservation Estate Planning Risk Management & Asset Allocation IRA & Roth IRA Management Annuities & Insurance Planning Financial Goal Setting Market Research & Analysis Behavioral Finance Coaching

Experience

19 years

19 years. Alicia Nicole Kim has built her career primarily with major financial institutions, including Wells Fargo Investments, Wells Fargo Advisors, and Wells Fargo Clearing Services, before joining RBC Capital Markets, LLC in 2024.

Professional Statistics

19
Years of Experience
3
Firm (s)
0
Disclosures
All registrations and licenses are verified through FINRA BrokerCheck

Office Address

1420 London Road, Suite 201 Duluth, MN 55805-2425

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Top traded (24h)
Stocks & Indices
Top traded (24h)
Precious Metals
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Cryptocurrencies
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Forex & Dollar Index

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A Vanguard study* shows that a $500,000 investment managed by a financial advisor could grow to over $6.4 million. In contrast, a self-managed portfolio is projected to reach just $1.69 million or less over the same time frame.

*Based on Vanguard's study on advisor value
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